Strategic Planning, Inc.

Strategic Planning, Inc.

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7600 Olentangy River Road Suite B

Columbus, OH 43235

614-802-0170

stgplan.com

No. advisers: 3

AUM: $138,251,980

Asset Breakdown

Staff
Employees 3
Clients
High-net-worth individuals 26-50%
Financial planning clients 251-500
High-net-worth client assets Up to 75%
Compensation
Percentage of assets under management Yes
Hourly charges No
Subscription fees No
Fixed fees Yes
Commissions No
Performance-based fees No
Total AUM Total Accounts Avg. Account AUM
Discretionary $138,251,980 812 $170,261
Non-discretionary 0 0 $0
Total $138,251,980 812 $170,261

It's time to end 'rulemaking by enforcement'

July 29, 2019 - For independent financial advisers and firms, regulatory requirements not only shape their conduct — they shape every element of their businesses. From strategic planning to pricing decisions to technology platforms, advisers and firms must be mindful...

Leading to last: Growing an advisory firm so it will continue on

February 28, 2019 - Over the past decade, succession planning has become an increasingly potent issue for many RIA firms — including ours. According to Fidelity's benchmarking study, 60% of RIAs either have no succession plan or have one that isn't ready for implementation....

Peggy Ruhlin on steps advice firms can take to improve the female famine

November 17, 2018 - When I received my Certified Financial Planner designation in 1986, I was told that only 25% of all CFP® certificants were women. Today, more than 30 years later, women represent just 23% of the CFP® population. How can that be possible? This paucity...

New NASAA president Michael Pieciak puts cybersecurity at top of agenda

October 5, 2018 - It's often the smallest investment advisory firms that are the most vulnerable to online threats, and that's why it's natural for rule-making to start at the state level, according to a top state regulator. The North American Securities Administrators...

5 principles that set apart top-performing advisory firms

August 7, 2018 - Independent advisory firms represent $5 trillion in assets under management, and the independent model continues to win considerable market share. According to Schwab Advisor Services' 2018 RIA Benchmarking Study, for firms with over $250 million in assets,...

China's HNA drops bid to buy Anthony Scaramucci's SkyBridge

May 1, 2018 - HNA Group Co. and SkyBridge Capital have agreed to drop the Chinese conglomerate's plan to acquire the investment firm. Founder Anthony Scaramucci will return as a co-managing partner. The New York-based hedge fund and the aviation-to-real estate group...

It's almost 2018 — what's your marketing plan?

December 20, 2017 - The year is almost over. That means it's time to write your annual marketing plan. (You do have a plan, right? I hope you aren't spending your marketing budget without one!) Let's face it. Most of the time, an annual planning meeting is kind of a downer....

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

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Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

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