Strategic Planning, Inc.

Strategic Planning, Inc.

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7600 Olentangy River Road Suite B

Columbus, OH 43235

614-802-0170

stgplan.com

No. advisers: 3

AUM: $138,251,980

Asset Breakdown

Staff
Employees 3
Clients
High-net-worth individuals 26-50%
Financial planning clients 0 (None)
High-net-worth client assets Up to 75%
Compensation
Percentage of assets under management Yes
Hourly charges No
Subscription fees No
Fixed fees Yes
Commissions No
Performance-based fees No
Total AUM Total Accounts Avg. Account AUM
Discretionary $138,251,980 812 $170,261
Non-discretionary 0 0 $0
Total $138,251,980 812 $170,261

Massachusetts fines RIA $225,000 over conflicted advice

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Peggy Ruhlin on steps advice firms can take to improve the female famine

November 17, 2018 - When I received my Certified Financial Planner designation in 1986, I was told that only 25% of all CFP® certificants were women. Today, more than 30 years later, women represent just 23% of the CFP® population. How can that be possible? This paucity...

China's HNA drops bid to buy Anthony Scaramucci's SkyBridge

May 1, 2018 - HNA Group Co. and SkyBridge Capital have agreed to drop the Chinese conglomerate's plan to acquire the investment firm. Founder Anthony Scaramucci will return as a co-managing partner. The New York-based hedge fund and the aviation-to-real estate group...

5 steps to elevate the next generation

July 13, 2016 - As an independent firm grows, the role of an owner evolves from being a player on the team, to leading and managing an organization. Eventually, size and complexity will drive the need for greater professional management to help drive the owner's vision....

    Notes
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  • N/D = Not disclosed
  • — = Information not available or not disclosed

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*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.