CFD Investments Inc.

CFD Investments Inc.

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2704 S. Goyer Road

Kokomo, IN 46902

(800) 745-7776

joincfd.com
cfdinvestments.com

Clearing firm: Fidelity Clearing and Custody Solutions, RBC Correspondent Services

No. advisers: 200

AUM: $4,597,024,887

Year founded: 1990

Year end: Dec. 31

No. of retail offices: 169

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEOBrent A. Owens
Top ExecutiveBrent A. Owens
Recruiting ContactBrent A. Owens
(800) 745-7776 ext. 3006
E-mail

Jerry D. Cronenwett
(574) 536-9101
E-mail
Compliance ContactMatthew O. Bahrenburg
(765) 453-9600 Ext. 3030
E-mail
Marketing ContactJerry Cronenwett
800-745-7776
E-mail
Technology Operations ContactJim D. Gibson
(765) 453-9600 Ext. 3017
E-mail

Recruitment & Staffing

2017 2016 2015
No. of reps200219228
No. of producing reps169167192
No. of reps producing $100K-$499K /year636062

Payout grid is available to Data Center subscribers only.

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2017 2016 2015
Total revenues$31,497,717$30,041,895$31,780,407
Commission revenues$18,782,999$17,795,747$19,429,329
Fee revenues$12,714,718$11,084,153$10,713,088
Total revenues: Other$1,250,110$1,161,995$1,637,990
2017 2016 2015
Total account assets$4,597,024,887$4,287,805,342$3,680,339,255
Fee-based assets$2,774,458,802$2,487,805,342$2,202,177,141
Total account assets: Other$1,822,566,085$1,800,000,000$1,478,162,114
Average assets per rep$22,985,124$19,579,020$16,141,839
Social Media & Mobile
Allows advisers to use social mediaY
Social media sites allowedFacebook
LinkedIn
Twitter
Dedicated mobile application for advisers?N
Primary purpose of mobile application

Finra fines CFD Investments $125,000 over variable annuities supervision

January 11, 2019 - The Financial Industry Regulatory Authority Inc. has censured CFD Investments of Kokomo, Ind., and fined it $125,000 for failure to establish and enforce adequate supervisory procedures in connection with the sale of variable annuities by its registered...

LPL rep managing $186 million joins Ameriprise

February 5, 2018 - Neil Bailey, who managed $186 million in assets while a rep at LPL Financial in Cincinnati, has joined the employee channel of Ameriprise. Joining as well are his team: adviser Molly Grimm and two client service associates. Mr. Bailey began his securities...

Top independent broker-dealers reveal their payout tables

January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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