Crown Capital Securities L.P.

Crown Capital Securities L.P.

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725 Town and Country Road

Orange, CA 92868

(800) 803-8886

crowncapitalsecurities.com

Clearing firm: National Financial Services LLC, Pershing LLC

No. advisers: 371

AUM: $1,125,524,682

Year founded: 1999

Year end: Dec. 31

No. of retail offices: 184

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEODarol K. Paulsen
Recruiting ContactDarol K. Paulsen
(800) 803-8886
E-mail
Compliance ContactHenrik Sundstedt
(800) 803-8886
E-mail
Marketing ContactJonathan L. French
(800) 803-8886
E-mail
Technology Operations ContactHenrik Sundstedt
(714) 547-9481
E-mail

Recruitment & Staffing

2017 2016 2015
No. of reps371357345
No. of producing reps347336321
No. of reps producing $100K-$499K /year116121109

Payout grid is available to Data Center subscribers only.

Subscribe or log in to the B-D Data Center for access to all available data.

2017 2016 2015
Total revenues$44,425,598$41,025,657$42,046,860
Commission revenues$29,905,938$26,984,926$28,893,770
Fee revenues$12,238,812$10,982,761$10,846,406
Total revenues: Other$2,280,848$3,057,970$2,256,066
2017 2016 2015
Total account assets$1,125,524,682$1,140,627,953$1,118,748,322
Fee-based assets$1,125,524,682$1,140,627,953$1,118,748,322
Total account assets: Other000
Average assets per rep$3,033,759$3,195,036$3,242,749
    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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