CUNA Brokerage Services Inc.
A subsidiary of CUNA Mutual Group
2000 Heritage Way
Waverly, IA 50677
No. advisers: 428
Year founded: 1985
Year end: Dec. 31
No. of retail offices: 287
Recruitment & Staffing
|No. of reps||428||402||379|
|No. of producing reps||428||402||379|
|No. of reps producing $100K-$499K /year||294||268||244|
|Total revenues: Other||$7,100,000||$4,500,000||$4,800,000|
|Total account assets||$21,795,734,262||$18,188,000,000||$16,191,487,984|
|Total account assets: Other||$18,562,448,911||$15,536,000,000||$13,851,392,837|
|Average assets per rep||$50,924,613||$45,243,781||$42,721,604|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||—|
April 21, 2018 - Firm 2017 % revenue ($M) % change vs. 2016 2017 commission revenue ($M) % change vs. 2016 2017 fee revenue ($M) % change vs. 2016 2017 other revenue ($M) % change vs. 2016 1 LPL Financial $4,281.50 5.70% $1,670.80 -3.80% $1,409.20 9.30% $1,201.40 17.50%...
April 23, 2017 - Top 50 IBDs ranked by 2016 revenue Bubble view By group Table view Firm 2016 revenue ($M) % change vs. 2015 2016 commission revenue ($M) % change vs. 2015 2016 fee revenue ($M) % change vs. 2015 2016 other revenue ($M) % change vs. 2015 1 LPL Financial...
April 22, 2017 - As commission revenue continued its decline in 2016 and headwinds from regulators stiffened, the independent broker-dealer industry hit a wall, with the top 25 firms â€” those with roughly $250 million and more in total revenue â€” collectively reporting...
January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the Adviser Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.
Latest news & opinion
Theories for what's driving the growth spurt abound, but it surpassed all other regions of the country.
We reached out to advisers to find out which apps they are using to run their business more efficiently.
A deeper look at men's anxiety in the midst of the #MeToo movement will clarify the situation and lead to a productive response.
• In the wake of the #MeToo movement, men go to extremes and women pay the price
• Are you serious, Wall Street? A response to some men's reaction to the #MeToo movement
Here are some tax moves clients can still make before year-end.
As he becomes head of the House Ways and Means Committee, Rep. Richard Neal (D-Mass.) is poised to make some big changes.