American Portfolios Financial Services Inc.
A member of American Portfolios Holdings Inc.
4250 Veterans Memorial Highway, Ste. 420E
Holbrook, NY 11741
Clearing firm: Charles Schwab, Pershing LLC, TD Ameritrade
No. advisers: 833
No. franchises: 382
Year founded: 2001
Year end: Dec. 31
Recruitment & Staffing
|No. of reps||833||837||811|
|No. of producing reps||—||695||675|
|No. of reps producing $100K-$499K /year||—||322||341|
|Total revenues: Other||0||0||0|
|Total account assets||$24,648,634,956||$21,738,093,622||$20,445,604,605|
|Total account assets: Other||$13,494,673,735||$14,111,100,752||$14,697,364,903|
|Average assets per rep||$29,448,787||$26,804,061||$25,303,966|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||Y|
|Primary purpose of mobile application||mobile application for our national conference - Connections|
June 21, 2018 - Morgan Stanley and former broker Daniel Abel, who left the firm in January, have entered into a confidential settlement agreement in which Mr. Abel agrees not to solicit former clients. Mr. Abel, who is now affiliated with American Portfolios Financial...
June 2, 2018 - Firm Total DC assets ($B) overseen by network advisers No. of DC advisers** Primary contact Business model CAPTRUST*** $221 95 Rick Shoff Managing Director, Advisor Group Raleigh, N.C. (215) 499-3361 email@example.com Acquisition. RIA: Captrust...
November 4, 2017 - How successful areâ€‹ broker-dealers in harnessing the power of big data and predictive analytics to help advisers grow their practices and retain clients? According to a panel of broker-dealer executives participating in an InvestmentNews Technology...
May 21, 2017 - Some retirement plan advisers are turning to so-called "RIA aggregators" that focus on the defined contribution market to help them build their practices, the primary allure being the scale and support afforded by a large, like-minded adviser network....
January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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