American Portfolios Financial Services Inc.

American Portfolios Financial Services Inc.

A member of American Portfolios Holdings Inc.

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4250 Veterans Memorial Highway

Holbrook, NY 11741

(631) 439-4600

americanportfolios.com

Clearing firm: Charles Schwab, Pershing LLC, TD Ameritrade

No. advisers: 837

No. franchises: 365

AUM: $24,648,634,956

Year founded: 2001

Year end: Dec. 31

No. of retail offices: 371

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEOLon T. Dolber
Recruiting ContactKimberly Branch
(800) 889-3914 ext. 217
E-mail
Compliance ContactMartin Wendel
(631) 439,4600, ext. 126
E-mail
Marketing ContactMelissa Grappone
(800) 889-3914 ext. 108
E-mail
Technology Operations ContactLon T. Dolber
(631) 439-4600 ext. 106
E-mail

Recruitment & Staffing

2017 2016 2015
No. of reps837811808
No. of producing reps695675667
No. of reps producing $100K-$499K /year322341333

Payout grid is available to Data Center subscribers only.

Subscribe or log in to the B-D Data Center for access to all available data.

2017 2016 2015
Total revenues$190,145,579$171,486,365$176,331,261
Commission revenues$98,948,747$91,667,282$98,453,191
Fee revenues$91,196,832$79,819,083$77,878,070
Total revenues: Other000
2017 2016 2015
Total account assets$24,648,634,956$21,738,093,622$20,445,604,605
Fee-based assets$11,153,961,221$7,626,992,870$5,748,239,702
Total account assets: Other$13,494,673,735$14,111,100,752$14,697,364,903
Average assets per rep$29,448,787$26,804,061$25,303,966
Social Media & Mobile
Allows advisers to use social mediaY
Social media sites allowedFacebook
LinkedIn
Twitter
Dedicated mobile application for advisers?Y
Primary purpose of mobile applicationmobile application for our national conference - Connections

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Broker-dealers debate big data and other technology promises

November 4, 2017 - How successful are​ broker-dealers in harnessing the power of big data and predictive analytics to help advisers grow their practices and retain clients? According to a panel of broker-dealer executives participating in an InvestmentNews Technology...

Retirement plan advisers turning to RIA aggregators to build practices

May 21, 2017 - Some retirement plan advisers are turning to so-called "RIA aggregators" that focus on the defined contribution market to help them build their practices, the primary allure being the scale and support afforded by a large, like-minded adviser network....

Top independent broker-dealers by revenue and payout

April 23, 2017 - Top 50 IBDs ranked by 2016 revenue Bubble view By group Table view Firm 2016 revenue ($M) % change vs. 2015 2016 commission revenue ($M) % change vs. 2015 2016 fee revenue ($M) % change vs. 2015 2016 other revenue ($M) % change vs. 2015 1 LPL Financial...

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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