American Portfolios Financial Services Inc.

American Portfolios Financial Services Inc.

A member of American Portfolios Holdings Inc.

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4250 Veterans Memorial Highway, Ste. 420E

Holbrook, NY 11741

(631) 439-4600

americanportfolios.com

Clearing firm: Charles Schwab, Pershing LLC, TD Ameritrade

No. advisers: 840

No. franchises: 382

AUM: $24,571,391,984

Year founded: 2001

Year end: Dec. 31

No. of retail offices: 375

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEOLon T. Dolber
Recruiting ContactTim O'Grady
(800) 889-3914 ext. 285
E-mail
Compliance ContactMartin Wendel
(631) 439-4600 ext. 126
E-mail
Marketing ContactMelissa Grappone
(800) 889-3914 ext. 108
E-mail
Technology Operations ContactLon T. Dolber
(631) 439-4600 ext. 106
E-mail

Recruitment & Staffing

2018 2017 2016
No. of reps840837811
No. of producing reps689695675
No. of reps producing $100K-$499K /year413322341

Payout grid is available to Data Center subscribers only.

Subscribe or log in to the B-D Data Center for access to all available data.

2018 2017 2016
Total revenues$218,210,687$190,145,579$171,486,365
Commission revenues$109,146,775$98,948,747$91,667,282
Fee revenues$109,063,912$91,196,832$79,819,083
Total revenues: Other000
2018 2017 2016
Total account assets$24,571,391,984$24,648,634,956$21,738,093,622
Fee-based assets$9,333,806,612$11,153,961,221$7,626,992,870
Total account assets: Other$15,237,585,371$13,494,673,735$14,111,100,752
Average assets per rep$29,251,657$29,448,787$26,804,061
Social Media & Mobile
Allows advisers to use social mediaY
Social media sites allowedFacebook
LinkedIn
Twitter
Dedicated mobile application for advisers?Y
Primary purpose of mobile applicationmobile application for our national conference - Connections

2019 top independent broker-dealers ranked by revenue

April 24, 2019 - Firm 2018 revenue ($M) % change vs. 2017 2018 commission revenue ($M) % change vs. 2017 2018 fee revenue ($M) % change vs. 2017 2018 other revenue ($M) % change vs. 2017 1 LPL Financial LLC 5188.4 21.2 1919.7 14.9 1793.5 27.3 1475.2 22.8 2 Ameriprise...

Morgan Stanley settles confidentially with departing broker

June 21, 2018 - Morgan Stanley and former broker Daniel Abel, who left the firm in January, have entered into a confidential settlement agreement in which Mr. Abel agrees not to solicit former clients. Mr. Abel, who is now affiliated with American Portfolios Financial...

Broker-dealers debate big data and other technology promises

November 4, 2017 - How successful are​ broker-dealers in harnessing the power of big data and predictive analytics to help advisers grow their practices and retain clients? According to a panel of broker-dealer executives participating in an InvestmentNews Technology...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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