Equity Services Inc.
A subsidiary of National Life Group
One National Life Drive
Montpelier, VT 05604
Clearing firm: Fidelity Clearing and Custody Solutions
No. advisers: 535
No. franchises: 31
Year founded: 1968
Year end: Dec. 31
Recruitment & Staffing
|No. of reps||535||—||480|
|No. of producing reps||—||—||—|
|No. of reps producing $100K-$499K /year||—||—||—|
|Total revenues: Other||—||—||0|
|Total account assets||—||—||0|
|Total account assets: Other||—||—||0|
|Average assets per rep||—||—||0|
November 15, 2018 - Commonwealth Financial Network has brought both a lawsuit and Finra arbitration against Ohio National Life Insurance Co. for the alleged "unlawful scheme" orchestrated by the insurer involving variable annuity compensation. Ohio National shocked broker-dealers...
January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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Editorial director Fred Gabriel and senior columnist Jeff Benjamin say there's a disconnect between the big appetite for environmental, social and governance funds in 401(k) plans and their offering.
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