Ameriprise Financial Services Inc.
A subsidiary of Ameriprise Financial
108 Ameriprise Financial Center
Minneapolis, MN 55474
No. advisers: 7,755
Year founded: 1894
Year end: Dec. 31
For More Information
|Recruiting Contact||Manish P. Dave|
|Compliance Contact||Karen Wilson Thissen|
|Marketing Contact||Deirdre D. McGraw|
|Technology Operations Contact||Randy Kupper|
Recruitment & Staffing
|No. of reps||7,755||7,686||7,668|
|No. of producing reps||7,755||7,686||7,668|
|No. of reps producing $100K-$499K /year||0||0||0|
|Total revenues: Other||$955,381,424||$727,569,588||$615,628,962|
|Total account assets||0||0||0|
|Total account assets: Other||0||0||0|
|Average assets per rep||0||—||0|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||Y|
|Primary purpose of mobile application||Ameriprise Advisor Mobile is an app for advisors and staff that links data from several tools together into one, simple interface. It can be accessed from smartphones, tablets and computers anywhere, anytime â€“ providing a seamless and secure way to stay connected with clients while in the office or on the go.|
December 3, 2019 - Finra arbitrators ruled in favor of two former UBS Financial Services Inc. brokers who claimed a member of their team created a hostile work environment, but the $171,445 damages award has their lawyer wondering whether there was a mistake in the ruling...
August 17, 2019 - CLEARING FIRMS Listed by reported number of broker-dealer clients Firm Phone/website # of clients % change vs. 2018 Contact Phone/email Pershing One Pershing Plaza, Jersey City, NJ 07339 (800) 445-4467 pershing.com 625 -4.40% Michael Row Chief relationship...
May 8, 2019 - A former broker won a $600,000 arbitration award for claims that another broker reneged on a deal to sell his book of business. According to a Financial Industry Regulatory Authority Inc. filing, former Ameriprise Financial Services broker Peter Butler...
April 24, 2019 - Firm 2018 revenue ($M) % change vs. 2017 2018 commission revenue ($M) % change vs. 2017 2018 fee revenue ($M) % change vs. 2017 2018 other revenue ($M) % change vs. 2017 1 LPL Financial LLC 5188.4 21.2 1919.7 14.9 1793.5 27.3 1475.2 22.8 2 Ameriprise...
December 21, 2018 - Recent moves in the recruiting group at LPL Financial make it clear that the firm is trying to target more registered reps and financial advisers who currently work at wirehouses and convince them to leap to a broker-dealer where they labor as independent...
November 28, 2018 - Independent broker-dealers saw the greatest asset growth over the past five years compared with other types of broker-dealers, according to new research from industry consultant Cerulli. IBDs posted a compound annual growth rate in assets of 11%, nearly...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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