Foothill Securities Inc.
2900 Lakeside Drive
Santa Clara, CA 94054
For More Information
|CEO||Stephen H. Chipman|
|Recruiting Contact||Stephen H. Chipman|
|Compliance Contact||Greg Culver|
|Marketing Contact||Greg Culver|
|Technology Operations Contact||Miles Babcock|
In the News
April 21, 2018 - After a dismal 2016, the independent broker-dealer industry came back to life in 2017, with the top 25 IBDs collectively reporting $23.2 billion in revenue, a 13.1% annual increase, according to InvestmentNews research. InvestmentNews has been tracking...
September 26, 2016 - For the second time in as many months, Securities America Inc. said it was acquiring the assets of another broker-dealer. Securities America, part of the Ladenburg Thalmann Financial Services Inc. group of broker-dealers, said Monday it was acquiring...
July 27, 2016 - Securities America Inc. has agreed to acquire rep-owned, independent broker-dealer Foothill Securities Inc., according to two industry sources. In May, Foothill Securities chairman John Burroughs said that Foothill, an adviser-owned firm with 220 registered...
May 10, 2016 - Foothill Securities Inc., an adviser-owned independent broker-dealer with 220 registered reps under its roof, is in â€śserious discussionsâ€ť to be acquired by a larger firm, according to its chairman, John Burroughs. Four firms currently in discussion...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the Adviser Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.
Latest news & opinion
Retiring during the longest-running bull market in history can be scary, as some begin to wonder when the good times will end.
String of allegations costs the self-help guru his gig as chief of investor psychology at Creative Planning.
Commission adds new item to agenda: Interpretation of broker guidance that qualifies as advice
The measure allows small employers to band together to offer plans and raises the RMD age. Another provision eases use of annuities in 401(k)s, which critics say goes too far
Here are the independent broker-dealers that brought in the most annuity revenue last year.