Alden Securities

Alden Securities

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PO Box 744

Jenkintown, PA 19046

(215) 572-8700

aldensecurities.com

Clearing firm: Raymond James & Associates Inc.

No. advisers: 45

No. franchises: 5

AUM: $95,000,000

Year founded: 1995

Year end: Dec 31

No. of retail offices: 1

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEOLee Calfo
Top ExecutivePeter Engelbach
Recruiting ContactJohn Mulqueen
(215) 572-8700
E-mail
Compliance ContactKen Smith
(215) 572-8700
Marketing ContactJohn Mulqueen
(215) 572-8700
E-mail
Technology Operations ContactJohn Mulqueen
(215) 572-8700
E-mail

Recruitment & Staffing

2018 2017 2016
No. of reps4529
No. of producing reps4428
No. of reps producing $100K-$499K /year3521

Payout grid is available to Data Center subscribers only.

Subscribe or log in to the B-D Data Center for access to all available data.

2018 2017 2016
Total revenues$1,964,232$1,663,424
Commission revenues$1,449,219$1,207,433
Fee revenues$1$1
Total revenues: Other00
2018 2017 2016
Total account assets$95,000,000$39,000,000
Fee-based assets$14,000,000$1
Total account assets: Other00
Average assets per rep$2,111,111$1,344,828
    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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