Founders Financial Securities, LLC

Founders Financial Securities, LLC

A subsidiary of Founders Financial, Inc.

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1020 Cromwell Bridge Road

Towson, MD 21286

(888) 523-1162

foundersfinancial.com

Clearing firm: Pershing LLC, TD Ameritrade, Other

No. advisers: 76

No. franchises: 58

AUM: $2,805,763,219

Year founded: 2006

Year end: Dec. 31

No. of retail offices: 58

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEOBradley M. Shepherd
Recruiting ContactHank Multala
888-523-1162 Ext. 1257
E-mail
Compliance ContactJoseph V. Krcma
E-mail
Marketing ContactJoan Shultis
888-523-1162 Ext. 1261
E-mail

Recruitment & Staffing

2018 2017 2016
No. of reps767575
No. of producing reps767575
No. of reps producing $100K-$499K /year455555

Payout grid is available to Data Center subscribers only.

Subscribe or log in to the B-D Data Center for access to all available data.

2018 2017 2016
Total revenues$29,136,901$24,958,171$23,159,797
Commission revenues$6,118,749$5,980,384$6,996,802
Fee revenues$22,144,045$17,929,089$15,976,711
Total revenues: Other$874,107$1,048,698$186,284
2018 2017 2016
Total account assets$2,805,763,219$2,799,940,652$2,337,499,805
Fee-based assets$1,047,923,104$1,027,284,880$792,486,854
Total account assets: Other$1,757,840,115$1,772,655,772$1,545,012,950
Average assets per rep$36,917,937$37,332,542$31,166,664
Social Media & Mobile
Allows advisers to use social mediaY
Social media sites allowedLinkedIn
Twitter
Dedicated mobile application for advisers?N
Primary purpose of mobile application

Ex-broker stole $100,000 from client, Galvin says

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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