GBS Financial Corp.
558 B St.
Santa Rosa, CA 95401
Year founded: 1985
Year end: Dec. 31
Latest news & opinion
Commission adds new item to agenda: Interpretation of broker guidance that qualifies as advice
Here are the independent broker-dealers that brought in the most annuity revenue last year.
The regulation, expected in December, likely will be contoured to the SEC's new advice standards.
The largest IBD in the country has agreed to buy a small broker-dealer in Florida to kick off the new effort.