Geneos Wealth Management Inc.

Geneos Wealth Management Inc.

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9055 E. Mineral Circle

Centennial, CO 80112

(888) 812-5043

geneoswealth.com

Clearing firm: Charles Schwab, Fidelity Clearing and Custody Solutions, National Financial Services LLC, Pershing LLC, TD Ameritrade

No. advisers: 285

AUM: $11,772,646,375

Year founded: 2002

Year end: Dec. 31

No. of retail offices: 245

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Subscribe or log in to the B-D Data Center for access to all available data.

Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEORussell R. Diachok
Recruiting ContactRyan W. Diachok
(303) 785-8470 ext.115
E-mail
Compliance ContactJodee Rager
(303) 785-8470
E-mail
Marketing ContactRyan W. Diachok
(303) 785-8470 ext.115
E-mail
Technology Operations ContactDean Rager
(303) 785-8470
E-mail

Recruitment & Staffing

2017 2016 2015
No. of reps285256274
No. of producing reps285256272
No. of reps producing $100K-$499K /year152160146

Payout grid is available to Data Center subscribers only.

Subscribe or log in to the B-D Data Center for access to all available data.

2017 2016 2015
Total revenues$111,914,040$104,458,839$118,717,962
Commission revenues$40,615,068$51,656,952$63,117,962
Fee revenues$67,247,395$49,111,528$55,600,000
Total revenues: Other$4,054,577$3,690,3590
2017 2016 2015
Total account assets$11,772,646,375$11,421,500,000$11,236,000,000
Fee-based assets$7,051,052,000$6,859,000,000$6,500,000,000
Total account assets: Other$4,721,594,375$4,562,500,000$4,736,000,000
Average assets per rep$41,307,531$44,615,234$41,007,299
Social Media & Mobile
Allows advisers to use social mediaY
Social media sites allowedFacebook
LinkedIn
Twitter
Dedicated mobile application for advisers?Y
Primary purpose of mobile applicationEase of access to client info.

SEC orders PNC, Securities America, Geneos to pay $12 million to clients ​

April 6, 2018 - The Securities and Exchange Commission has settled with PNC Investments, Securities America Advisors Inc., and Geneos Wealth Management Inc., over charges that the three breached their fiduciary duties to clients and generated millions of dollars of improper...

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Nontraded REIT sales fall off a cliff as industry struggles to adapt

July 24, 2016 - Sales of nontraded real estate investment trusts, the high-commission alternative investments sold primarily by independent broker-dealers, have fallen off a cliff. Heading into 2016 facing a number of hurdles, namely a flurry of legal and regulatory...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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