Geneos Wealth Management Inc.
9055 E. Mineral Circle
Centennial, CO 80112
Clearing firm: Charles Schwab, Fidelity Clearing and Custody Solutions, National Financial Services LLC, Pershing LLC, TD Ameritrade
No. advisers: 272
No. franchises: 249
Year founded: 2002
Year end: Dec. 31
Recruitment & Staffing
|No. of reps||272||285||256|
|No. of producing reps||—||285||256|
|No. of reps producing $100K-$499K /year||—||152||160|
|Total revenues: Other||$4,054,577||$3,690,359||0|
|Total account assets||$11,772,646,375||$11,421,500,000||$11,236,000,000|
|Total account assets: Other||$4,721,594,375||$4,562,500,000||$4,736,000,000|
|Average assets per rep||$41,307,531||$44,615,234||$41,007,299|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||Y|
|Primary purpose of mobile application||Ease of access to client info.|
April 6, 2018 - The Securities and Exchange Commission has settled with PNC Investments, Securities America Advisors Inc., and Geneos Wealth Management Inc., over charges that the three breached their fiduciary duties to clients and generated millions of dollars of improper...
January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....
July 24, 2016 - Sales of nontraded real estate investment trusts, the high-commission alternative investments sold primarily by independent broker-dealers, have fallen off a cliff. Heading into 2016 facing a number of hurdles, namely a flurry of legal and regulatory...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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