Girard Securities Inc.

Girard Securities Inc.

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9560 Waples St.

San Diego, CA 92121

(858) 622-2140

girardsecurities.com

Year founded: 1986

Year end: Dec. 31

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEOSusan W. Tietjen
Recruiting ContactScott Tietjen
(858) 622-2140 ext 239
E-mail
Compliance ContactCheryl Appleby
(858) 622-2140
E-mail
Marketing ContactJason Rogers
(858) 622-2140 ext 216
E-mail
Technology Operations ContactMukesh Mehta
310-257-7415
E-mail

Recruitment & Staffing

2017 2016 2015
No. of reps287345
No. of producing reps200213
No. of reps producing $100K-$499K /year00
2017 2016 2015
Total revenues$49,668,098$54,135,401
Commission revenues$29,099,800$34,390,924
Fee revenues$15,433,351$15,140,795
Total revenues: Other$5,134,947$4,603,682
2017 2016 2015
Total account assets$8,032,000,000$7,778,000,000
Fee-based assets$1,717,000,000$1,625,000,000
Total account assets: Other$6,315,000,000$6,153,000,000
Average assets per rep$27,986,063$22,544,928

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May 7, 2015 - On the back of a sharp slump in sales of nontraded real estate investment trusts, RCS Capital Corp. reported a pro forma net loss of $13.5 million for the first quarter of 2015, nearly doubling the loss of $7.4 million in the first quarter of 2014. Driving...

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SEC audit of Girard Securities focusing on supervision of branch offices

January 29, 2015 - Girard Securities has told its advisers that an SEC audit of the firm is focusing on supervision of branch offices, part of an industry-wide move by the agency. “On the first Monday of 2015, the first call I received was from the SEC informing me that...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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