Harbour Investments Inc.
575 D'Onofrio Drive
Madison, WI 53719
Clearing firm: Charles Schwab, Pershing LLC, TD Ameritrade
No. advisers: 274
No. franchises: 160
Year founded: 1987
Year end: Dec. 31
No. of retail offices: 162
Recruitment & Staffing
|No. of reps||274||255||251|
|No. of producing reps||217||214||198|
|No. of reps producing $100K-$499K /year||140||128||110|
|Total revenues: Other||0||0||0|
|Total account assets||$9,715,500,000||$9,481,500,000||$7,256,000,000|
|Total account assets: Other||$6,870,500,000||$6,856,500,000||$5,656,000,000|
|Average assets per rep||$35,458,029||$37,182,353||$28,908,367|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||—|
September 12, 2017 - Mark David Holt, a former broker currently in prison, has lost a $477,000 Finra arbitration decision to two former clients who had alleged he mismanaged their accounts. The claimants, Peter Izmirian and Sandra Ingwaldson, filed their arbitration claim...
January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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