Vanderbilt Securities
Clearing firm: National Financial Services, Fidelity Clearing & Custody, TD Ameritrade & Charles Schwab
No. advisers: 225
AUM: $5,042,415,514
Company Overview
Vanderbilt Financial Group is a rapidly growing mid-sized Broker Dealer & Advisory firm focused on customer service and a unique culture of G.R.I.T.T. - Gratitude, Respect, Innovation, Teamwork & Trustworthiness.
Vanderbilt has won Best Places to Work for the 4 consecutive years by Long Island Business News and is proud to offer all of our advisors the following advantages:
- Multiple Clearing Options
- National Financial Services
- TD Ameritrade
- Charles Schwab
- Fidelity IWS
- Easy access to Management & Back Office
- Complete open architecture
- Flexible environment with an intense focus on serving our financial advisors.
- Corporate focus on Sustainability & Impact Investing
- Full Straight through processing technology suite
- Docupace
- DocuSign
- Albridge
- Black Diamond
- Redtail CRM
- In-House Website, Graphics Design & Social Media Assistance
- In-House Bond Desk
- In-House Chief Economist
- Client Texting capabilities
- Advisor 1099 Group Health Insurance
- Consultative Compliance
- One of the lowest advisor level fee structures in the industry
- Transition Concierge Services with DocuSign
- Experience serving Entrpreneural Advisors like you!
For more information - company contacts
Chairman | Steve Distante |
CEO | Heidi Distante |
President | Joseph Trifiletti 631-845-5100 |
Chief Operating Officer | Daniel Antenor |
Chief Financial Officer | Megan Plapp |
- Notes
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All data and information is the property of Vanderbilt Financial Group and is protected by intellectual property laws. All rights reserved by Vanderbilt Financial Group. Vanderbilt Financial Group is the marketing name for Vanderbilt Securities, LLC and its affiliates. Securities offered through Vanderbilt Securities, LLC. Member FINRA & SIPC. Registered with MSRB. Clearing agent: Fidelity Clearing & Custody Solutions. Advisory Services offered through Vanderbilt Advisory Services & Consolidated Portfolio Review. Clearing agents: Fidelity Clearing & Custody Solutions, Charles Schwab & TD Ameritrade. Insurance Services offered though Vanderbitl Insurance and other agencies.
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