AXA Advisors LLC
A subsidiary of AXA Financial Inc.
1290 Sixth Ave.
New York, NY 10104
Clearing firm: LPL Financial
No. advisers: 4,712
No. franchises: 40
Year founded: 1999
Year end: Dec. 31
No. of retail offices: 40
Recruitment & Staffing
|No. of reps||4,712||4,765||4,743|
|No. of producing reps||4,326||4,375||4,376|
|No. of reps producing $100K-$499K /year||1,492||1,474||1,485|
|Total revenues: Other||$35,112,648||$31,834,793||$29,800,000|
|Total account assets||$136,600,420,000||$119,818,000,000||$110,671,000,000|
|Total account assets: Other||$112,851,800,000||$101,241,000,000||$94,076,000,000|
|Average assets per rep||$28,989,902||$25,145,435||$23,333,544|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||Awareness and marketing|
August 18, 2018 - Has Trust Company of America hitched its wagon to a star or turned its back on loyal clients? It depends on whom you ask. Either way, the $275 million acquisition in April of TCA by discount broker ETrade has the custodian world buzzing. In one corner...
May 30, 2018 - A former AXA Advisors broker in Scottsdale, Ariz., has been indicted on charges that he stole $475,000 from three of his clients' retirement accounts, according to a statement by the state attorney general's office reported by azcentral.com. Howard Price...
April 21, 2018 - Firm 2017 % revenue ($M) % change vs. 2016 2017 commission revenue ($M) % change vs. 2016 2017 fee revenue ($M) % change vs. 2016 2017 other revenue ($M) % change vs. 2016 1 LPL Financial $4,281.50 5.70% $1,670.80 -3.80% $1,409.20 9.30% $1,201.40 17.50%...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the Adviser Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.
These Excellence in Diversity & Inclusion award winners suggest short-term changes to help foster D&I in the financial advice profession.
Latest news & opinion
In a Finra arbitration complaint, two brokers allege that Wells Fargo's problems damaged their business.
Deal brings Invesco another $246 billion in assets, as well as high-fee actively managed funds.
Jury took less than five hours to convict the former financial adviser and radio host.
Some advisory firms stand out for their creative efforts to keep their troops happy and engaged. Spa retreat, anyone?
Service providers are getting pinched by fee compression.