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The Adviser Center: AXA Advisors LLC - InvestmentNews
AXA Advisors LLC

AXA Advisors LLC

Share:

1290 Sixth Ave.

New York, NY 10104

(212) 554-1234

equitable.com

Clearing firm: LPL Financial

No. advisers: 4,487

No. franchises: 35

AUM: $152,897,000,000

In the News

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Hybrid firm managing $225 million switches to LPL from Ameriprise

August 26, 2019 - Barry A. Rucks & Associates, a Philadelphia, Pa.-based hybrid managing $225 million, has switched its broker-dealer affiliation and registered investment adviser platform to LPL Financial from Ameriprise Financial Services. [More: See more adviser moves...

Wells Fargo adviser managing $500 million moves to RIA firm

July 16, 2019 - Michelle Rudd, who managed $500 million in assets at Wells Fargo in Seattle, has joined Summit Trail Advisors and opened an office there for the RIA firm, which manages $5.5 billion. She joins the firm as a partner. (More:‚Äč See more adviser moves in...

How to attract more women advisers

May 29, 2019 - Currently, less than 30% of advisers are women. What can be done to change this trend. Tammy Butts of Axa Advisors offers some solutions.

Elderly investors win $3.2 million Finra arbitration award against AXA Advisors

May 1, 2019 - An elderly couple in upstate New York won a $3.2 million Finra arbitration award against AXA Advisors in a case involving unsuitable variable annuity and life insurance sales. James and Sandra Fitzpatrick alleged that their then-AXA representative, Francesco...

Former AXA broker in Arizona charged with $475,000 client theft

May 30, 2018 - A former AXA Advisors broker in Scottsdale, Ariz., has been indicted on charges that he stole $475,000 from three of his clients' retirement accounts, according to a statement by the state attorney general's office reported by azcentral.com. Howard Price...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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