AXA Advisors LLC
A subsidiary of AXA Equitable Holdings, Inc.
1290 Sixth Ave.
New York, NY 10104
Clearing firm: LPL Financial
No. advisers: 4,757
No. franchises: 40
Year founded: 1999
Year end: Dec. 31
No. of retail offices: 35
Recruitment & Staffing
|No. of reps||4,757||4,712||4,765|
|No. of producing reps||4,406||4,326||4,375|
|No. of reps producing $100K-$499K /year||1,638||1,492||1,474|
|Total revenues: Other||$43,105,456||$35,112,648||$31,834,793|
|Total account assets||$130,050,400,000||$136,600,420,000||$119,818,000,000|
|Total account assets: Other||$105,460,500,000||$112,851,800,000||$101,241,000,000|
|Average assets per rep||$27,338,743||$28,989,902||$25,145,435|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||Awareness and marketing|
August 26, 2019 - Barry A. Rucks & Associates, a Philadelphia, Pa.-based hybrid managing $225 million, has switched its broker-dealer affiliation and registered investment adviser platform to LPL Financial from Ameriprise Financial Services. [More: See more adviser moves...
August 17, 2019 - CLEARING FIRMS Listed by reported number of broker-dealer clients Firm Phone/website # of clients % change vs. 2018 Contact Phone/email Pershing One Pershing Plaza, Jersey City, NJ 07339 (800) 445-4467 pershing.com 625 -4.40% Michael Row Chief relationship...
July 16, 2019 - Michelle Rudd, who managed $500 million in assets at Wells Fargo in Seattle, has joined Summit Trail Advisors and opened an office there for the RIA firm, which manages $5.5 billion. She joins the firm as a partner. (More:â€‹ See more adviser moves in...
May 29, 2019 - Currently, less than 30% of advisers are women. What can be done to change this trend. Tammy Butts of Axa Advisors offers some solutions.
May 2, 2019 - The Financial Industry Regulatory Authority Inc. has fined AXA Advisors $600,000 and ordered the firm to pay approximately $172,000 in restitution for distributing materials that "negligently misrepresentated" five bond funds as investment grade when...
May 1, 2019 - An elderly couple in upstate New York won a $3.2 million Finra arbitration award against AXA Advisors in a case involving unsuitable variable annuity and life insurance sales. James and Sandra Fitzpatrick alleged that their then-AXA representative, Francesco...
April 24, 2019 - Firm 2018 revenue ($M) % change vs. 2017 2018 commission revenue ($M) % change vs. 2017 2018 fee revenue ($M) % change vs. 2017 2018 other revenue ($M) % change vs. 2017 1 LPL Financial LLC 5188.4 21.2 1919.7 14.9 1793.5 27.3 1475.2 22.8 2 Ameriprise...
October 23, 2018 - LPL Financial has signed on a $500 million firm from Cadaret Grant. Beltz Ianni & Associates, which is based in Rochester, N.Y., was with Cadaret Grant & Co. for seven years before switching to LPL, according to Finra BrokerCheck. The firm has more than...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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