AXA Advisors LLC

AXA Advisors LLC

A subsidiary of AXA Equitable Holdings, Inc.

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1290 Sixth Ave.

New York, NY 10104

(212) 554-1234

us.axa.com

Clearing firm: LPL Financial

No. advisers: 4,544

No. franchises: 40

Year founded: 1999

Year end: Dec. 31

No. of retail offices: 35

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Additional data available to subscribers:
  • No. of reps, male
  • No. of reps, female
  • No. of producing reps, male
  • No. of producing reps, female
  • No. of reps producing $500K+ /year
  • No. of CFPs
  • No. of full-time employees
  • No. of fee-based advisers served
  • Average payout per rep, per year
  • Avg. annual production of top 20% reps
  • Total payout, per year
  • Cost of E&O insurance per rep, per year
  • Affiliation fees charged per rep, per year
  • Affiliation fee coverage
  • Securities revenues
  • Securities revenues: Stocks
  • Securities revenues: Bonds
  • Securities revenues: ETFs
  • Securities revenues: Other
  • Mutual fund revenues
  • Annuities revenues
  • Annuities revenues: Fixed
  • Annuities revenues: Variable
  • Annuities revenues: Other
  • Insurance revenue
  • Insurance revenues: Life
  • Insurance revenues: Disabilities
  • Insurance revenues: LTC
  • Insurance revenues: Other
  • Alternative revenues
  • Alternative revenues: Hedge funds
  • Alternative revenues: Managed futures
  • Alternative revenues: Private placements
  • Alternative revenues: REITs
  • Alternative revenues: Other
  • Other commission revenues
  • Fee revenues: Rep-managed accounts
  • Fee revenues: Firm-managed accounts
  • Fee revenues: Outside-managed accounts
  • Fee revenues: Other
  • Fee-based assets: Clearing firm
  • Fee-based assets: Advisory firm platforms
  • Fee-based assets: Third-party money managers
  • Fee-based assets: Other
  • Is the firm, or an affiliate of the firm, registered as an investment adviser with the SEC?
  • Allows an adviser to have his/her own RIA
  • RIA platform AUM
  • Offers robo-advisory platform?
  • If not, when plans to offer a robo-platform
  • Robo-advice services offered
  • How robo-platform developed
  • Charge for robo-advisory services?

For More Information

CEODavid Karr
Recruiting ContactCheryl Natoli
980-308-8242
E-mail
Technology Operations ContactRahul Joneja
201-743-5997
E-mail

Recruitment & Staffing

2018 2017 2016
No. of reps4,7574,7124,765
No. of producing reps4,4064,3264,375
No. of reps producing $100K-$499K /year1,6381,4921,474

Payout grid is available to Data Center subscribers only.

Subscribe or log in to the B-D Data Center for access to all available data.

2017 2016 2015
Total revenues$786,527,198$727,544,586$746,903,200
Commission revenues$557,029,874$536,787,579$562,003,200
Fee revenues$194,384,676$158,922,214$155,100,000
Total revenues: Other$35,112,648$31,834,793$29,800,000
2017 2016 2015
Total account assets$136,600,420,000$119,818,000,000$110,671,000,000
Fee-based assets$23,748,620,000$18,577,000,000$16,595,000,000
Total account assets: Other$112,851,800,000$101,241,000,000$94,076,000,000
Average assets per rep$28,989,902$25,145,435$23,333,544
Social Media & Mobile
Allows advisers to use social mediaY
Social media sites allowedFacebook
LinkedIn
Dedicated mobile application for advisers?N
Primary purpose of mobile applicationAwareness and marketing

LPL Financial snags $500 million firm from Cadaret Grant

October 23, 2018 - LPL Financial has signed on a $500 million firm from Cadaret Grant. Beltz Ianni & Associates, which is based in Rochester, N.Y., was with Cadaret Grant & Co. for seven years before switching to LPL, according to Finra BrokerCheck. The firm has more than...

Former AXA broker in Arizona charged with $475,000 client theft

May 30, 2018 - A former AXA Advisors broker in Scottsdale, Ariz., has been indicted on charges that he stole $475,000 from three of his clients' retirement accounts, according to a statement by the state attorney general's office reported by azcentral.com. Howard Price...

Top independent broker-dealers ranked by revenue

April 21, 2018 - Firm 2017 % revenue ($M) % change vs. 2016 2017 commission revenue ($M) % change vs. 2016 2017 fee revenue ($M) % change vs. 2016 2017 other revenue ($M) % change vs. 2016 1 LPL Financial $4,281.50 5.70% $1,670.80 -3.80% $1,409.20 9.30% $1,201.40 17.50%...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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