AXA Advisors LLC
A subsidiary of AXA Financial Inc.
1290 Sixth Ave.
New York, NY 10104
Clearing firm: LPL Financial
No. advisers: 4,712
No. franchises: 40
Year founded: 1999
Year end: Dec. 31
No. of retail offices: 40
Recruitment & Staffing
|No. of reps||4,712||4,765||4,743|
|No. of producing reps||4,326||4,375||4,376|
|No. of reps producing $100K-$499K /year||1,492||1,474||1,485|
|Total revenues: Other||$35,112,648||$31,834,793||$29,800,000|
|Total account assets||$136,600,420,000||$119,818,000,000||$110,671,000,000|
|Total account assets: Other||$112,851,800,000||$101,241,000,000||$94,076,000,000|
|Average assets per rep||$28,989,902||$25,145,435||$23,333,544|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||Awareness and marketing|
October 23, 2018 - LPL Financial has signed on a $500 million firm from Cadaret Grant. Beltz Ianni & Associates, which is based in Rochester, N.Y., was with Cadaret Grant & Co. for seven years before switching to LPL, according to Finra BrokerCheck. The firm has more than...
August 18, 2018 - Has Trust Company of America hitched its wagon to a star or turned its back on loyal clients? It depends on whom you ask. Either way, the $275 million acquisition in April of TCA by discount broker ETrade has the custodian world buzzing. In one corner...
May 30, 2018 - A former AXA Advisors broker in Scottsdale, Ariz., has been indicted on charges that he stole $475,000 from three of his clients' retirement accounts, according to a statement by the state attorney general's office reported by azcentral.com. Howard Price...
April 21, 2018 - Firm 2017 % revenue ($M) % change vs. 2016 2017 commission revenue ($M) % change vs. 2016 2017 fee revenue ($M) % change vs. 2016 2017 other revenue ($M) % change vs. 2016 1 LPL Financial $4,281.50 5.70% $1,670.80 -3.80% $1,409.20 9.30% $1,201.40 17.50%...
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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