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The Adviser Center: AXA Advisors LLC - InvestmentNews
AXA Advisors LLC

AXA Advisors LLC


1290 Sixth Ave.

New York, NY 10104

(212) 554-1234


Clearing firm: LPL Financial

No. advisers: 4,487

No. franchises: 35

AUM: $152,897,000,000

In the News

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Hybrid firm managing $225 million switches to LPL from Ameriprise

August 26, 2019 - Barry A. Rucks & Associates, a Philadelphia, Pa.-based hybrid managing $225 million, has switched its broker-dealer affiliation and registered investment adviser platform to LPL Financial from Ameriprise Financial Services. [More: See more adviser moves...

Wells Fargo adviser managing $500 million moves to RIA firm

July 16, 2019 - Michelle Rudd, who managed $500 million in assets at Wells Fargo in Seattle, has joined Summit Trail Advisors and opened an office there for the RIA firm, which manages $5.5 billion. She joins the firm as a partner. (More:‚Äč See more adviser moves in...

How to attract more women advisers

May 29, 2019 - Currently, less than 30% of advisers are women. What can be done to change this trend. Tammy Butts of Axa Advisors offers some solutions.

Elderly investors win $3.2 million Finra arbitration award against AXA Advisors

May 1, 2019 - An elderly couple in upstate New York won a $3.2 million Finra arbitration award against AXA Advisors in a case involving unsuitable variable annuity and life insurance sales. James and Sandra Fitzpatrick alleged that their then-AXA representative, Francesco...

Former AXA broker in Arizona charged with $475,000 client theft

May 30, 2018 - A former AXA Advisors broker in Scottsdale, Ariz., has been indicted on charges that he stole $475,000 from three of his clients' retirement accounts, according to a statement by the state attorney general's office reported by azcentral.com. Howard Price...

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