National Securities Corp.
A member of National Holdings Corp.
200 Vesey St.
New York, NY 10281
Clearing firm: Charles Schwab, COR Clearing LLC, Fidelity Clearing and Custody Solutions, National Financial Services LLC, Pershing LLC, Raymond James & Associates Inc., TD Ameritrade
No. advisers: 717
No. franchises: 128
Year founded: 1947
Year end: Sept. 30
Recruitment & Staffing
|No. of reps||—||717||—|
|No. of reps, male||—||—||—|
|No. of reps, female||—||—||—|
|No. of producing reps||—||—||—|
|No. of producing reps, male||—||—||—|
|No. of producing reps, female||—||—||—|
|No. of reps producing $100K-$499K /year||—||—||—|
|No. of reps producing $500K+ /year||—||—||—|
|No. of CFPs||—||—||—|
|No. of full-time employees||—||—||—|
|No. of fee-based advisers served||—||—||—|
|Average payout per rep, per year||—||—||—|
|Avg. annual production of top 20% reps||—||—||—|
|Total payout, per year||—||—||—|
|Cost of E&O insurance per rep, per year||—||—||—|
|Affiliation fees charged per rep, per year||—||—||—|
|Affiliation fee coverage||—||—||—|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed|
|Dedicated mobile application for advisers?||N|
|Primary purpose of mobile application||—|
|Account aggregation software||Envestnet
|Offers robo-advisory platform?||N|
|If not, when plans to offer a robo-platform||We do not plan on offering robo-advisory services|
|Robo-advice services offered||—|
|How robo-platform developed||—|
|Charge for robo-advisory services?||N|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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