National Securities Corp.

National Securities Corp.

A member of National Holdings Corp.


200 Vesey St.

New York, NY 10281

(212) 417-8000

Clearing firm: Charles Schwab, COR Clearing LLC, Fidelity Clearing and Custody Solutions, National Financial Services LLC, Pershing LLC, Raymond James & Associates Inc., TD Ameritrade

No. advisers: 717

No. franchises: 128

Year founded: 1947

Year end: Sept. 30

For More Information

CEOMichael A. Mullen
Recruiting ContactMichael Gill
(866) 995-6420
Compliance ContactHarold Chaffee
(561) 869-5245
Marketing ContactDavid C. Levine
(212) 417-8210
Technology Operations ContactKurosh Golchubian
(561) 869-5203

Recruitment & Staffing

2020 2019 2018
No. of reps717
No. of reps, male
No. of reps, female
No. of producing reps
No. of producing reps, male
No. of producing reps, female
No. of reps producing $100K-$499K /year
No. of reps producing $500K+ /year
No. of CFPs
No. of full-time employees
No. of fee-based advisers served
Average payout per rep, per year
Avg. annual production of top 20% reps
Total payout, per year
Cost of E&O insurance per rep, per year
Affiliation fees charged per rep, per year
Affiliation fee coverage
Social Media & Mobile
Allows advisers to use social mediaY
Social media sites allowedLinkedIn
Dedicated mobile application for advisers?N
Primary purpose of mobile application
Software Offered
Account aggregation software Envestnet
Compliance software RegEd
DST Supervision
Compliance Science
Document management
Financial planning
Portfolio management Envestnet
Portfolio rebalancing Envestnet
Offers robo-advisory platform?N
If not, when plans to offer a robo-platformWe do not plan on offering robo-advisory services
Robo-advice services offered
How robo-platform developed
Charge for robo-advisory services?N
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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