Castle Wealth Management

Castle Wealth Management

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1400 Centrepark Blvd Suite 900

West Palm Beach, FL 33401

561-686-9604

castlewm.com

No. advisers: 12

AUM: $308,008,846

Asset Breakdown

Staff
Employees 12
Clients
High-net-worth individuals Up to 10%
Financial planning clients 101-250
High-net-worth client assets Up to 25%
Compensation
Percentage of assets under management Yes
Hourly charges Yes
Subscription fees No
Fixed fees No
Commissions No
Performance-based fees No
Total AUM Total Accounts Avg. Account AUM
Discretionary $273,543,250 708 $386,361
Non-discretionary 34465596 33 $1,044,412
Total $308,008,846 741 $415,666

LPL retains $570 million with super-OSJ deal

October 19, 2017 - Kansas-based nVision Wealth Group, a regional super-OSJ and hybrid RIA group managing $570 million in assets, is affiliating with IHT Wealth Management, a Chicago-based national super-OSJ. Both firms are affiliated with LPL, where nVision and IHT custody...

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

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*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

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