Northwestern Mutual Investment Services
720 E. Wisconsin Ave.
Milwaukee, WI 53202
Clearing firm: Pershing LLC
No. advisers: 7,794
No. franchises: 76
In the News
May 21, 2019 - Geoffrey P. Sisk, Hynson H. Marvel and Jason Statuta, who managed $600 million at Wells Fargo in Richmond, Va., have joined the employee division of Raymond James. Mr. Sisk began his financial services career in 1984 with Branch Cabell. In 1987 he moved...
March 15, 2019 - John Mara and Shaun Feldeisen, Boston-based advisers who managed $200 million in assets at Northwestern Mutual Investment Services, have joined Bleakley Financial Group. The team's four-person support staff also made the move. Bleakley is overseen by...
June 26, 2018 - A Financial Industry Regulatory Authority Inc. arbitration panel has ruled that Woodbury Financial Services must pay $970,107.21 in compensatory damages and $121,468 in interest to two clients as a result of the firm's failure to supervise a former broker....
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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