Northwestern Mutual Investment Services

Northwestern Mutual Investment Services

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720 E. Wisconsin Ave.

Milwaukee, WI 53202

(866) 664-7737

northwesternmutual.com

Clearing firm: Pershing LLC

No. advisers: 7,794

No. franchises: 76

AUM: $189,705,305,218

In the News

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Wells Fargo team managing $600 million moves to Raymond James

May 21, 2019 - Geoffrey P. Sisk, Hynson H. Marvel and Jason Statuta, who managed $600 million at Wells Fargo in Richmond, Va., have joined the employee division of Raymond James. Mr. Sisk began his financial services career in 1984 with Branch Cabell. In 1987 he moved...

Broker team managing $200 million joins group linked to LPL

March 15, 2019 - John Mara and Shaun Feldeisen, Boston-based advisers who managed $200 million in assets at Northwestern Mutual Investment Services, have joined Bleakley Financial Group. The team's four-person support staff also made the move. Bleakley is overseen by...

Finra panel orders Woodbury to pay customers $1.1 million

June 26, 2018 - A Financial Industry Regulatory Authority Inc. arbitration panel has ruled that Woodbury Financial Services must pay $970,107.21 in compensatory damages and $121,468 in interest to two clients as a result of the firm's failure to supervise a former broker....

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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