Quest Capital Strategies Inc.
23832 Rockfield Blvd.
Lake Forest, CA 92630
Year founded: 1983
Year end: Dec. 31
Recruitment & Staffing
|No. of reps||—||302||317|
|No. of producing reps||—||0||0|
|No. of reps producing $100K-$499K /year||—||0||0|
|Total revenues: Other||—||0||0|
|Total account assets||—||0||0|
|Total account assets: Other||—||0||0|
|Average assets per rep||—||—||0|
February 2, 2019 - It looked like a routine arbitration award and in many ways it was. A small broker-dealer was found liable for the actions of one of its brokers for selling away. It was ordered to pay the client $276,226. The problem is that the broker, who was allowed...
January 28, 2019 - A Financial Industry Regulatory Authority Inc. arbitration panel has awarded $276,226 to an investor who lost money buying securities in what turned out to be a Ponzi scheme. Independent broker-dealer Quest Capital Strategies Inc. must pay the award for...
November 27, 2018 - The Financial Industry Regulatory Authority Inc. has barred another broker who sold notes to clients in what turned out to be a real estate Ponzi scheme. The broker, Frank Dietrich, sold investors $10.8 million worth of promissory notes issued by the...
January 22, 2017 - The 2017 InvestmentNews independent-broker-dealer directory is based on information provided by 90 eligible firms. To be considered for future listings, contact INResearch@investmentnews.com. Visit InvestmentNews.com/bddata for more-complete profiles....
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
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