Considering changing firms, making a new hire or exploring an acquisition? The Adviser Center gives you easy access to firm resources, payouts, assets under management and more.

The Adviser Center

More reps bolt from Waddell & Reed, including some it would have liked to keep

The broker-dealer lost 56 brokers and advisers in the third quarter, and not all of them low-producers the firm wants to shed.

Step one: Withdraw from the broker protocol

Pulling out of the protocol proved to be one part of multipronged strategies by Morgan Stanley and UBS to reduce broker attrition. So far, their plans seem to be working.

LPL recruits $800 million advisory business from Signator

Seattle First Asset Management seeks the leverage of the nation's largest independent broker-dealer.

    Make your move

    B-DRIAHybridAll
    Name
    City
    State
    Clearing Firm

    Company Spotlight

    Edward Jones

    A leader in the financial services industry and one of the industry's largest partnerships, Edward Jones serves nearly 7 million clients. Their unique business model, free from demands of shareholders, gives their more than 14,000 Financial Advisors the ability to put the interests of clients first. Learn More »

    Recent Companies

    Tillman Hartley LLC

    Gainesville, FL

    Schultz Collins

    San Francisco, CA

    Luma Capital

    Naples, FL

    Wealth Planning Corp

    Cincinnati, OH

    Browse all companies

    To be included in the Adviser Center, please contact the InvestmentNews Data team at IN-data@investmentnews.com.

    For information about a featured company listing, please contact us.

    RIA Data Center

    1Financial Engines Advisors$169,000,000,000
    2Fisher Investments$96,031,566,281
    3Hall Capital Partners$36,391,944,531
    4Chevy Chase Trust Company$29,990,558,415
    5Aperio Group$23,817,171,327
    View More
    1Financial Engines Advisors$169,000,000,000
    2Fisher Investments$96,031,566,281
    3Chevy Chase Trust Company$29,990,558,415
    4Aperio Group$23,817,171,327
    5Edelman Financial Services, LLC$21,729,061,354
    View More

    Advisers on the Move

    Featured video

    Events

    How to improve productivity

    Expanding your business can be a challenge for advisers. Tim Welsh of Nexus Strategy offers some helpful strategies to take your practice to the next level.

    Latest news & opinion

    9 biggest donations to universities

    Here are some of the largest donations ever made to universities by private donors.

    Worst day of an awful year leaves no part of market unscathed

    Stocks, oil and corporate bonds all plunged, while safe havens like Treasuries and gold stood still.

    As it works to pull off a merger, FS Investments admits shortcomings

    Management makes public statements about weaknesses at company's funds.

    Q&A with Abigail Johnson and Kathleen Murphy of Fidelity Investments

    The Fidelity CEO, along with the president of personal investing, discuss record earnings, allegations of sexual misconduct and the challenges facing a changing industry.

    Fight for New Jersey fiduciary rule yields doomsday rhetoric from both sides

    Stakeholders warned of a 'crisis' and 'decimation of our financial system' at a public meeting held by the New Jersey Bureau of Securities.

    X

    Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

    Yes, show me how to whitelist investmentnews.com

    Ad blocker detected. Please whitelist us or give premium a try.